Securities Law Overview


                  Carlson Law Firm, APC 
                  600 West Broadway, Suite 1550
                  San Diego, CA 92101
                  Phone: (619) 544-9300
                  Fax: (619) 234-0043
                  Map and Directions
                          

San Diego Securities Law Attorney

Dedicated Securities Disputes Lawyer in California

At Carlson Law Firm, APC, we represent clients who have suffered severe economic damage due to the wrongdoing of financial advisers,
brokers and brokerages. For over a decade, we have successfully handled a wide range of securities disputes, recovering millions of
dollars for our clients. Contact us online or call (619) 544-9300 today if you believe you have suffered financial losses through negligence
or willful misconduct. We provide free consultation, new client meetings are available Monday through Friday, from 8:00 am until 6:00 pm,
and weekends upon request. We offer both hourly billing and contingent fee arrangements to our clients, depending upon what is
appropriate.

The Practice at the Carlson Law Firm – Holding the Investment Industry Accountable

Individual investors are led to believe their losses are the result of market unpredictability. In fact, the brokers and brokerage firms that
advised the investor may be responsible for those investment losses through fraudulent or negligent conduct. Carlson Law Firm provides
a free consultation to all new clients. Contact the firm online or call (619) 544-9300 to set up an appointment with an experienced securities
lawyer.

Recovery of Investment Loss and Investment Fraud

Carlson Law Firm protects those who have losses due to the fraudulent or negligent conduct of investment companies, stockbrokers and investment advisors. We handle claims based upon losses in all types of investments including, stocks, bonds, real estate investment
trusts (REITs), Ponzi schemes, and other investments.

Attorney Daniel Carlson, at the Carlson Law Firm, has over 18 years’ experience in the practice of law. Mr. Carlson represents claimants
asserting stockbroker malpractice and investment fraud claims. Mr. Carlson is experienced in helping his clients through the difficult
process of litigating against large investment companies with big law firms on their payrolls. Mr. Carlson provides his clients insight and
zealous representation.

You may have a claim for damages if your broker engaged in any of the following practices:

Many of these disputes are required to be resolved through Financial Industry Regulatory Authority (FINRA) arbitration. At Carlson Law Firm,
APC, we will recover as much of your loss as the law and the facts of your case allow. While not all losses are recoverable, we have the experience and skill to help you obtain proper compensation for any instances of actionable misconduct.

Employment Disputes With Brokerage Firms

Our knowledge of the securities industry allows us to aggressively represent security industry employees in disputes with their former
employers. Whether you were wrongfully terminated, involved in a dispute over compensation, subject to discrimination, harassed or
received an unfair or inaccurate U-5 form update, we can help. We will protect your rights and work to resolve any outstanding issues
ranging from noncompete agreement issues to Securities and Exchange Commission (SEC) and/or FINRA investigations.

If you believe you have suffered financial losses through negligence or willful misconduct, contact us online or call (619) 544-9300.

We provide free consultation, new client meetings are available Monday through Friday, from 8:00 am until 6:00 pm, and weekends upon
request. We offer both hourly billing and contingent fee arrangements to our clients, depending upon what is appropriate. Where legally
available, the Carlson Law Firm seeks punitive damages for clients.