FINRA Arbitration Broker Disputes


                  Carlson Law Firm, APC 
                  600 West Broadway, Suite 1550
                  San Diego, CA 92101
                  Phone: (619) 544-9300
                  Fax: (619) 234-0043
                  Map and Directions
                          

San Diego FINRA Arbitration Lawyer

Knowledgeable Securities Arbitration Attorney in California

The majority of securities disputes are resolved through arbitration. At Carlson Law Firm, APC, we help individual investors and entities in securities arbitration against brokers, brokerage firms and financial advisers. For more than a decade we have helped clients recover
investment losses. From our offices in San Diego, we handle securities disputes throughout California and other States.

Broker Disputes

Attorney Daniel Carlson has recovered millions of dollars for clients in litigation, mediation and arbitration. He has handled countless
disputes, including Financial Industry Regulatory Authority (FINRA) arbitration matters. Most investment agreements and new brokerage
account forms include arbitration provisions mandating the FINRA venue for binding arbitration and dispute resolution. It is vital to choose
an attorney to represent you who understands the procedures involved in this forum to navigate the arbitration process successfully.

A Complex Process

Many investors believe that arbitration will be a less formal way of resolving a dispute than litigation. This is not the case. FINRA arbitration
closely resembles a specialized court proceeding, lasting anywhere from a year to several years with arbitration hearing themselves
running several days to weeks depending on the issues. FINRA arbitration includes specific rules regarding claim filing, motions, discovery
and hearings. It requires careful preparation and skillful presentation. Securities professionals have extensive experience in the process
and employ knowledgeable trial lawyers to protect their interests. To prevail, you need a securities lawyer who can match that experience
and fight for you.

Every situation is unique. If you have suffered investment losses and are unsure if you have been the victim of actionable misconduct, you
should speak to us as soon as possible. We offer a free phone or in-office consultation. To discuss the specifics of your case, call
(619) 544-9300 or contact us online.