Knowledgeable Securities Arbitration Attorney in California
The majority of securities disputes are resolved through arbitration. At Carlson Law Firm, APC, we help individual investors and entities in securities arbitration against brokers, brokerage firms and financial advisers. For more than a decade we have helped clients recover investment losses. From our offices in San Diego, we handle securities disputes throughout California and other States.
Broker Disputes
Attorney Daniel Carlson has recovered millions of dollars for clients in litigation, mediation and arbitration. He has handled countless disputes, including Financial Industry Regulatory Authority (FINRA) arbitration matters. Most investment agreements and new brokerage account forms include arbitration provisions mandating the FINRA venue for binding arbitration and dispute resolution. It is vital to choose an attorney to represent you who understands the procedures involved in this forum to navigate the arbitration process successfully.
A Complex Process
Many investors believe that arbitration will be a less formal way of resolving a dispute than litigation. This is not the case. FINRA arbitration closely resembles a specialized court proceeding, lasting anywhere from a year to several years with arbitration hearing themselves running several days to weeks depending on the issues. FINRA arbitration includes specific rules regarding claim filing, motions, discovery and hearings. It requires careful preparation and skillful presentation. Securities professionals have extensive experience in the process and employ knowledgeable trial lawyers to protect their interests. To prevail, you need a securities lawyer who can match that experience and fight for you.
Every situation is unique. If you have suffered investment losses and are unsure if you have been the victim of actionable misconduct, you should speak to us as soon as possible. We offer a free phone or in-office consultation. To discuss the specifics of your case, call 619-894-8509 619-894-8509 , toll free at 888-689-6051 888-689-6051 or contact us online.
