Dedicated Securities Disputes Lawyer in California
At Carlson Law Firm, APC, we represent clients who have suffered severe economic damage due to the wrongdoing of financial advisers, brokers and brokerages. For over a decade, we have successfully handled a wide range of securities disputes, recovering millions of dollars for our clients. Contact us online, call 619-894-8509 or toll free at 888-689-6051 today if you believe you have suffered financial losses through negligence or willful misconduct. We provide free consultation, new client meetings are available Monday through Friday, from 8:00 am until 6:00 pm, and weekends upon request. We offer both hourly billing and contingent fee arrangements to our clients, depending upon what is appropriate.
The Practice at the Carlson Law Firm - Holding the Investment Industry Accountable
Individual investors are led to believe their losses are the result of market unpredictability. In fact, the brokers and brokerage firms that advised the investor may be responsible for those investment losses through fraudulent or negligent conduct. Carlson Law Firm provides a free consultation to all new clients. Contact the firm online or call.... to set up an appointment with an experienced lawyer.
Recovery of Investment Loss and Investment Fraud
Carlson Law Firm protects those who have losses due to the fraudulent or negligent conduct of investment companies, stockbrokers and investment advisors. We handle claims based upon losses in all types of investments including, stocks, bonds, real estate investment trusts (REITs), Ponzi schemes, and other investments.
Attorney Daniel Carlson, at the Carlson Law Firm, has over 18 years' experience in the practice of law. Mr. Carlson represents claimants asserting stockbroker malpractice and investment fraud claims. Mr. Carlson is experienced in helping his clients through the difficult process of litigating against large investment companies with big law firms on their payrolls. Mr. Carlson provides his clients insight and zealous representation.
You may have a claim for damages if your broker engaged in any of the following practices:
- Account Churning
- Failure to Properly Supervise Customer Account Activity
- Failure to Adequately Supervise the Broker by the Brokerage Firm
- Hedge Fund Losses Due to Negligence
- Fiduciary Duty Breach
- Fraud and Intentional Misrepresentation
- Overconcentration of Client Accounts and Lack of Appropriate Client Diversification
- Lack of Investment Suitability, Including Purchase of Inappropriate Annuities or Purchase of Inappropriate Variable Life Insurance and/or Securities
- Complex Securities Losses
- Other Securities Fraud Acts or Omissions that Contributed to or Caused Financial Loss
Many of these disputes are required to be resolved through Financial Industry Regulatory Authority (FINRA) arbitration. At Carlson Law Firm, APC, we will recover as much of your loss as the law and the facts of your case allow. While not all losses are recoverable, we have the experience and skill to help you obtain proper compensation for any instances of actionable misconduct.
Employment Disputes With Brokerage Firms
Our knowledge of the securities industry allows us to aggressively represent security industry employees in disputes with their former employers. Whether you were wrongfully terminated, involved in a dispute over compensation, subject to discrimination, harassed or received an unfair or inaccurate U-5 form update, we can help. We will protect your rights and work to resolve any outstanding issues ranging from noncompete agreement issues to Securities and Exchange Commission (SEC) and/or FINRA investigations.
If you believe you have suffered financial losses through negligence or willful misconduct, contact us online, call 619-894-8509 or toll free at 888-689-6051.
We provide free consultation, new client meetings are available Monday through Friday, from 8:00 am until 6:00 pm, and weekends upon request. We offer both hourly billing and contingent fee arrangements to our clients, depending upon what is appropriate. Where legally available, the Carlson Law Firm seeks punitive damages for clients.
